Filing & Compliances

Companies Act 2013

Compliances which are required to be made once a year by all the companies and LLP incorporated under the Companies Act. ROC compliances are mandatory and cannot be skipped. Noncompliance can lead to penalties and other legal issues pertaining to the Company. All the financial records should be maintained carefully in order to file accurate annual returns. All the Companies and LLP incorporated under the Companies Act are mandatorily required to file various forms, returns, and documents with the Registrar of Companies (ROC) in an electronic mode within the Perscribed time along with the Perscribed fees. It includes filling of various forms like ADT-1, AOC-4, and MGT-7 for companies, and FORM – 8, FORM -11 for LLP. NOTE - If a Company fails to comply with the provisions of annual filing, then the Company and every officer who is in default shall be punishable with the fine for the period for which default continues.













SEBI SERVICES

SME Listing

SEBI (SAST) regulations

SEBI regulations on Prohibition of Insider Trading

Security laws, ICDR regulations, and SEBI guidelines

Appeal cases, and consent orders

Listing Regulation Compliances

Take-over, buybacks, delisting, and dematerialization of shares etc

RBI & FEMA